GDPR - Policy

• Data protection policy - GDPR
• University activities – basis for lawful processing of personal data
• T‌he University is reviewing systems which store and process personal data. Please contact us with any questions.
• New - see below for updated guidance on remote / home working

Data Protection Officer

The Head of Information Governance acts as the University's Data Protection Officer. In that role they have access to the University Secretary & COO directly. They may also refer to the Principal and/or the lay Chair of the Audit Committee where appropriate.

Any suspected data incident must be reported to dataprotection@dundee.ac.uk or x84441 immediately.

Data incidents include:

• inappropriate access to/loss of personal data;
• damage to the integrity of personal data; or
• a compromise in the security of personal data.

If in doubt, please tell us. The faster we are aware of any issue,the greater the opportunity to reduce the risk to individuals.

We recognised that with substantial University operations having moved to be accessed and completed from the home working environment, new and additional information governance matters are raised. We have prepared guidance (accessible here‌) to cover aspects such as the importance of using core University systems for storing and processing data, and how our responsibilities to maintain personal data in an appropriately private and secure fashion remain. Staff and students at remote locations must be particularly careful with extensions, apps and plug-ins that offer additional functionality, but can compromise privacy and data security.

 

GDPR - Information for individuals

The notices below provide general information concerning the University’s use of personal data from different stakeholder groups.

• ‌Privacy notice - students 2019_20
• Privacy notice - applicants for study
• Privacy notice - graduating students
• Privacy notice - alumni
• Privacy notice - staff
• Privacy notice - applicants for employment
• Privacy notice - professional contact information
• Privacy notice - criminal conviction data
• Privacy notice – equal opportunities data
• Privacy notice - ISE Swimming privacy policy

These notices provide information on how personal data is used in key services within the University.

• ‌Privacy notice - Academic and Corporate Governance/University Executive Office‌
• ‌Privacy notice - Estates and Campus Services
• Privacy notice – External Relations – Marketing and Recruitment
• Privacy notice – External Relations – Public Engagement and Major Events
• Privacy notice - Finance
• Privacy notice - Human Resources - Occupational Health
• Privacy notice - Library and Learning and Culture and Information
• Privacy notice - Library and Learning Centre - Mobile Library App
• Privacy Notice - School of Medicine - MSC Clinical Academics Survey
• Privacy notice - Research and Innovation Services
• Privacy notice – Student Services – Careers Service – Employers
• Privacy notice – Student Services – Careers Service – Students
• Privacy notice – Student Services – Counselling Services
• Privacy notice – Student Services – Disability Services
• Privacy notice - Student Services - Enquiry Centre
• Privacy notice – Student Services – Health Service
• Privacy notice – Student Services – Registry
• Privacy notice – Student Services – Residences - 2019_20

These notices concern major activities within the University

• Learning analytics (managed by the Library and Learning Centre)
• Mobile Library App (managed by the Library and Learning Centre)
• Current Research Information System - Discovery (managed by the Library and Learning Centre)
• Information on how the University deploys cookies on its website (managed by External Relations)
• Video conferencing and communication
• Covid-19 student data collection privacy notice

You will also find privacy notices attached to different aspects of the University's activities such as when you complete a survey or make an enquiry.

Higher Education Statistics Agency (HESA)

HESA privacy information - The University, like all universities, must provide personal data concerning students and staff  to HESA each year. The University has signed a data sharing agreement with HESA to ensure appropriate safeguards are in place for that sharing. Their website sets out how they use the personal information they gather in the HESA privacy notices linked above. A subset of this data is included in the Heidi Plus database provided by HESA Services Ltd (HESA's wholly-owned subsidiary), to which we subscribe and which can be accessed by some of our staff who need the data for their work and have had appropriate training in information security.

Heidi Plus includes data relating to individuals who have undertaken higher education courses in the UK and staff working for higher education providers. Any data which we can access through Heidi Plus does not include names and identifiers but could potentially be identifiable data to a third party who already has other information about the individual. Access to this data is granted under strict contractual terms for specific purposes relating to research, administration and equal opportunities monitoring.

If you require further information about any data relating to you which may be held within Heidi Plus, please contact HESA Services Ltd by emailing data.protection@hesa.ac.uk.

Individual rights

• Notes on how to exercise your rights under GDPR

GDPR Toolkit

Tools and templates for use by University staff.

Standard Operating Procedures

• Managing requests for information
• Data incident management
• Interception of communications
• Information security classification - guidance to help University staff consider the sensitivity of information and the most appropriate means of storage and transmission
• Requests for personal data from external agencies
• Lost property – USB sticks and data devices

Templates

The templates linked below include notes on their use. MS Word versions of these files are available from Information Governance.

a. Privacy notice - A privacy notice provides information to individuals concerning our use of their personal data. It explains why that use is fair, lawful and proportionate. Privacy notices are fundamental to the University demonstrating to people how personal data is used and must be provided when personal data is collected and used.

• Template privacy notice

b. Data Protection Impact Assessment - A Data Protection Impact Assessment should be completed for all new or modified uses of personal data. Data Protection Impact Assessments are mandatory for all high-risk or high-volume processing of personal data, for the introduction of any new systems or for monitoring and/or surveillance systems (such as CCTV).

• Template for new systems and services - https://uod.box.com/s/tgh0h2x35g38jab0k6mb1uuzvljusyi3
• Template for research projects - https://uod.box.com/s/80hwatqrf5i5e9hntjd42jxil94h274s

c. Consent - Consent under GDPR must be freely given, specific, informed, unambiguous and demonstrable. The template below provides a starting point for seeking informed consent. Information Governance can provide support in its use.

• Template for securing consent

Data agreements are required when working with partners and suppliers and processing personal data. Standard agreements are maintained by Legal and are linked here - https://uod.box.com/s/00xigbm3qvwq4ola0fnbrgdbhprthxei.  Please contact dataprotection@dundee.ac.uk and/or legalteam@dundee.ac.uk for assistance in this domain.

Guidance on the requirements when working with international partners and/or suppliers has been produced by Legal and Information Governance and is available below. Please note that the location of data can result in an international transfer (eg a company or partner uses servers based outwith the European Economic Area). Careful attention to this issue is therefore required when working with other partners.

• Guidance – International transfers of personal data 

The University’s retention practices are informed by sectoral guidance from JISC, available online here - http://bcs.jiscinfonet.ac.uk/he/default.asp. The JISC business classification scheme also provides the basis for the matrix detailing University activities and why they are lawful (linked above).

The University differs from the JISC model as follows:

• The trigger for each retention period is normally 'end of the academic session in which' rather than 'last action';
• Commercial contract information will be retained for 10 years after the end of the session in which the contract closed;
• Information compliance case files (data subject access requests, freedom of information and environmental information request) will be retained for three years after close of session in which the file was closed;
• Copies of summatively assessed work will normally be destroyed one year after marks are confirmed at examinations board unless: a. professional body requirements mandate that they are retained for longer than that; b. the assessment contributes to final degree award where it will normally be retained for one year after the final examinations board; or c. the discipline maintains copies of dissertations or similar work for reference.

The University will vary retention periods as required to meet statutory obligations, for example those required by UK Visas and Immigration.

Please see the University's Information security classification for guidance on the appropriate storage, transmission and disposal of information.

Data devices recovered on campus (ie lost property) must be handed into to the University Library. Where devices are not claimed they will be destroyed. USB sticks or recovered devices must not be reused and must not be plugged into University network ports, computers or other devices.

Training may be requested by any School, Professional Service or team at any time by emailing dataprotection@dundee.ac.uk.

The University issued a leaflet to all staff concerning GDPR in May 2018 - GDPR leaflet, University of Dundee staff.

A network of champions has been established to provide a local contact on data protection matters in each School and Professional Service. To find who your local champion is, please see this file - GDPR Champions.

Self-help guidance for colleagues using personal data in research:

(Use the button in the top right of the slides to open them in a bigger window).