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From the above summary, several observations can be drawn: The issues central to the controversy in the Working Group arose in three key areas: (i) to what extent did States have to comply with the provisions of the Convention in existing and future watercourses agreements; (ii) what was to be the substantive content and relationship between the principles of equitable utilization and no significant harm (Articles 5 and 7); (iii) to what extent were States to be bound by dispute settlement mechanisms? The compromise reached in each of these areas reveals a central ground acceptable to the majority of States. On the first issue, the final text affords States substantial flexibility with respect existing and future watercourse agreements. States are free to "adjust the provisions" of the Convention to the particular characteristics of the watercourse involved, so long as the rights of other watercourse States are not affected by the Convention. The revised text of Article 3(1), Article 3(2), and Article 3(3) was endorsed by 36 States, rejected by 3 States, with 21 States abstaining from voting in the Working Group of the Whole. With respect to dispute settlement, once again States are afforded ample latitude, although the revised text is stronger than its predecessor and calls for compulsory fact-finding which, upon scrutiny, reveals a procedure closer to compulsory conciliation procedure. On the crucial issue most relevant to this paper -- the substantive content and inter-relationship between Articles 5 and 7 -- the Working Group made substantial revisions to the formulation of the no significant harm rule contained in the ILC's Draft Article 7. The result makes the principle of equitable utilization the governing rule of the Convention. The no significant harm principle, significantly revised from its former versions contained in the 1991 and 1994 ILC Draft Articles, can be read as subsidiary to the substantive rule contained in Article 5. Article 7(2) provides: "Where significant harm nevertheless is caused to another watercourse State, the States whose use causes the harm shall, in the absence of agreement to such use, take all appropriate measures, having due regard for the provisions of articles 5 and 6, in consultation with the affected State, to eliminate or mitigate such harm and, where appropriate, to discuss the question of compensation." (emphasis added) These provisions replace the 1994 ILC Draft Article 7 which read: "States shall exercise due diligence to utilize an international watercourse in such a way as not to cause significant harm to other watercourse States." (emphasis added) However, the final texts of Articles 5, 6 and 7 were not accepted by all States. Following is a record of the voting on the package of these three provisions. TABLE 2 Voting Record / Working Group of the Whole / Revised Articles 5 -7 |
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The following observations can be drawn from the above summary of voting: The fact that the vote on the substantive rules contained in Articles 5 and 7 was so closely divided is significant in itself. From such a result it can be deduced that both upstream and downstream States find strengths and weaknesses in the final formulation of the Articles. This could attest to the relative fairness of the compromise finally reached regarding the substantive rules: It favoured neither upstream nor downstream States. Certainly, a primary rule of allocation based on "equitableness and reasonableness" should promote such an end. The practical application of the substantive rules of the Convention is achieved under Article 6 which lists the factors which must be taken into account when deciding what an equitable and reasonable use of an international watercourse actually is. These include geographic, hydrographic, climatic, ecological and other natural factors, the social and economic needs of the watercourse states concerned, the population dependant on the watercourse, the effects of the use of the watercourse by one state on other watercourse states, existing and potential uses of the watercourse, conservation, protection, development and economy of use of the resources of the watercourse, and the availability of alternatives to a planned or existing use. The final text adopted by the Working Group of the Whole was appended to a draft resolution put forward before the UN General Assembly by thirty-three States on 21 May 1997. On 23 May 1997 the UN General Assembly adopted the Convention on the Law of the Non-Navigational Uses of International Watercourses. Containing 37 articles with a 14-article Annex, the instrument was adopted by a vote of 104 States in favour, 3 against and 26 abstentions. The text was opened for signature on that date until 20 May 2000. Following is a record of the voting in the UN General Assembly on the adopted Resolution. TABLE 3 Voting Record / UN General Assembly / 1997 Convention |
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The adoption of this framework convention, including the process with which this was achieved raises important issues relevant to the future management of international watercourses. The following observations can be made: States have agreed that the 1997 UN Watercourses Convention provides important substantive and procedural rules to follow in their dealings over international watercourses. The overall aim of the instrument is to provide realistic means to prevent and/or resolve disputes over water. Despite controversy on some key issues, States have supported the adoption of this body of rules at two critical stages in the evolution of the final Convention: first, by the majority of States voting in the Working Group of the Whole, and secondly, by the majority of States voting at the UN General Assembly. Two important tests have yet to come: (i) will 35 States ratify the instrument so that it will come into force? (ii) will the Convention receive universal endorsement of the international community of States? Only the future will tell. However, regardless of whether these latter two tests are passed, it remains certain that States will refer to the 1997 UN Watercourses Convention in their dealings involving international wercourses. 7.2 The Importance and Relevance of the 1997 UN Watercourses Convention The potential for international conflict over water is evident from the earlier discussion in this paper. The fact that the United Nations has now come forward with a framework convention offers States important rules and guidelines to prevent and resolve conflicts over water. The 1997 UN Watercourses Convention may not be perfect, but it is consistent with State practice and earlier efforts at codification of the rules relating to watercourse law. One of the most notable contributions to the development of international water resources law has been made by the International Law Association (ILA). Over the past 40 years, the ILA has passed a number of resolutions, dealing with aspects concerning the substantive and procedural rules that apply to international drainage basins, the flow of water, flood control, marine pollution and groundwater. The most important product of the ILA's work, the 1966 Helsinki Rules on the Uses of the Waters of International Rivers (hereafter referred to as the Helsinki Rules), have been accepted by many countries involved with the integrated development of international river basins in Asia, Africa and Latin America. The International Law Association, in its Helsinki Rules and all subsequent work on international watercourse law, has adopted the principle of equitable and reasonable use as the governing principle of water law. This principle is contained in Article IV of the Helsinki Rules, which provides that "each basin state is entitled, within its territory, to a reasonable and equitable share in the beneficial uses of an international drainage basin." (emphasis added) As with the approach adopted in the 1997 UN Watercourses Convention, under the ILA's approach, "[w]hat is a reasonable and equitable share … is to be determined in the light of all the relevant factors in each particular case." Unlike the UN's approach, however, the ILA includes harm as one of the factors to be considered in the overall assessment. This distinction is important since, under the ILA's approach, it is clear that a use which causes significant harm could be justified under the principle of equitable utilization. The same is not quite so evident in the approach adopted in the 1997 UN Watercourses Convention, although States could argue that read together, Articles 5-7 mean this. In practice, adopting equitable use, as compared with no significant harm, as the governing rule can yield quite different results. The no significant harm rule acts as a veto on future development and tends to protect the status quo (i.e., the prior appropriations of the State first to develop). This can result in an inequity to the often less developed State. A case in point would be Ethiopia's situation on the Blue Nile where Egypt could effectively preclude the development of new uses by Ethiopia on the grounds that these would cause significant harm to Egypt's existing uses. The principle of equitable use would require that all relevant factors be considered in the assessment of a reasonable and equitable use in each particular case. Thus, Ethiopia could be entitled to cause even significant harm to Egypt's existing uses, should that result in the most equitable use of the waters of the Nile. Equally, Egypt could claim protection for its existing uses under the same principle. A compromise would have to be worked out. Clearly, competing economic interests connected to the development of international watercourses could best be reconciled under an approach that promoted a balancing of all relevant factors, and not by a rule that protects one State's pre-existing uses at all costs. The best way to arrive at a compromise in a conflict of uses over freshwater is by agreement. States appear willing to do this. An important case in point is the regional convention adopted in Helsinki on the Protection and Use of Transboundary Watercourses and International Lakes 1992. This agreement was concluded under the auspices of the UN Economic Commission for Europe (UN/ECE), a unique pan-European forum for co-operation and sustainable development, focusing primarily on the environment, transport, trade, statistics and energy. The Helsinki Convention, adopted by 20 European countries and the European Union, deals with the prevention, control and reduction of long-range transboundary impacts relating to international watercourses and lakes, with a large emphasis on environmental protection and conservation. Amongst its aims are the protection and ecologically sound and rational management of transboundary waters, reasonable and equitable use of transboundary waters, and the conservation and restoratn of ecosystems. In July 1997, the first meeting of the parties to the Helsinki Convention was held, and the Helsinki Declaration was adopted. The main statements of the Declaration included that there should be close co-operation at all levels - regional, sub-regional, national, provincial and local - and that all ECE member countries should be encouraged to ratify the Helsinki Convention , along with any conventions or agreements under its umbrella. The first meeting also adopted a Work Plan 1997-2000, which sets forth a series of programme areas such as the setting up of joint bodies, giving assistance to countries with economies in transition, setting up a system of integrated management of water and related ecosystems, control of land based pollution, and the prevention, control and reduction of water related diseases. The Helsinki Convention demonstrates how an entire range of problems related to transboundary water development and management can be addressed in a comprehensive and cooperative fashion. One thing is clear, however, the States party to that agreement have agreed to stringent guidelines and obligations. This is not something that can be assumed to be imposed as obligations on unwilling third parties. It is in this light that the strength of the flexibility of the 1997 UN Watercourses Convention can best be appreciated. Where States cannot agree on detailed measures for managing their international watercourses, the substantive rules of the UN Convention provide solid rules for determining the rights and duties of States regarding the fundamental question of "who gets what". The purposes of the 1997 UN Watercourses Convention and the 1992 Helsinki Convention are very different. While the former seeks to provide rules to determine the legitimacy of new and increased uses, generally, the latter is a more specic in that it is directed at limiting adverse transboundary impact. These goals are very different and each instrument must be considered in its particular context. The importance of the UN Convention has recently been expressly recognized by the International Court of Justice (ICJ) in the only decision involving an international watercourses rendered by the Court over the last 60 years. Hungary and Slovakia had a dispute over the use of the Danube. Although the case revolved around interpretation of a treaty, the Court referred to general principles of international law and stated: "Modern development of international law has strengthened the principle expressed in the River Oder case that 'the community of interest' in a navigable river becomes the basis of a common legal interest for non-navigational uses of international watercourses." The Court refers to Hungary's right to "an equitable and reasonable share of the natural resources of the Danube" and cites the new UN Watercourses Convention. This is important as it highlights the Court's recognition of the principle of equitable and reasonable utilization and the evolution of a body of rules applicable to international watercourses. In its decision, the ICJ determined that the 1977 Treaty between the Parties remained in force and recommended that they negotiate on how that agreement might be implemented. Hungary and Slovakia continue to attempt to reach agreement on this matter. 8. CONCLUSIONS Water will be one of the most important natural resources of the future. How it is managed will affect not only the lives and well-being of billions of people, but determine national economic policy and strategy in many regions of the world. Insufficient access to clean and useable freshwater already impacts national prosperity adversely in most parts of the world. Where freshwater resources transcend national boundaries, cooperative and integrated management is a major challenge, subject to many obstacles. The potential for international conflict over water is great. One of the essential mechanisms necessary to prevent "water wars" is the establishment of clear "rules of the game". The 1997 UN Watercourses Convention goes a long way in achieving this purpose. The governing principle of reasonable and equitable utilization levels the playing field and offers every State an opportunity to have its situation put forward. All relevant factors must be weighed in the assessment of an equitable use. Clearly, the eferred resolution is one arrived at by agreement. Where each side knows that its concerns must be considered in the context of the overall picture, compromises will be easier to reach. The recent spate of international treaties relating to transboundary waters endorses the approach adopted in the 1997 UN Watercourses Convention. For those watercourse States that voted against the Convention, or that are not party to watercourse agreements, the weight of the growing consensus of the international community of States will carry persuasive force. It is now left to the international community of States to endorse the rules outlined in the 1997 UN Watercourses Convention. This would be consistent with a significant State practice already in existence and contribute to the peaceful management of international watercourses around the world. |
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